endobj Trusts, Eligible OTC Clear Chapter 8 Qualifications for Listing; Chapter 8A Weighted Voting Rights; Chapter 9 Application Procedures and Requirements; Chapter 9A Transfer of Listing from GEM to Main Board; Chapter 10 Restrictions on Purchase and Subscription; Chapter 11 Listing Documents; Chapter 11A Prospectuses; Chapter 12 Publication Requirements; Chapter 13 Continuing Obligations; Chapter 14 Notifiable … ESS Registration (For Listed Issuers and Professional Agents only) Training Materials. HKEx’s principle-based test for determining whether a transaction is a reverse takeover (currently set out in HKEx Guidance Letter GL78-14) is codified and revised in New Note 1 to revised Main Board Listing Rule 14.06B (GEM Listing Rule 19.06B).The six assessment factors provide guidance to the market on the factors the HKEx normally considers in determining whether transactions involve a reverse takeover. Jaguar Land Rover (JLR), the UK’s largest car manufacturer, has been plunged into fresh crisis as a shortage of computer chips has caused the company to temporarily shut down production at two of its main plants. Article by Dieter Yih, Mandy Yim, Gigi Wong and Fiona Tai. 7.18 – 7.26 : On-market buy-backs . clearing members, information vendors and more, HKEX to launch 37 MSCI equity index futures �E8a�wt���0el��� ���W��PEBJ(�pE y��҈�s <]/Prev 204459>> General matters concerning definitions and interpretation 14A.10 In this Chapter: (1) a “banking company” means a … 0000004124 00000 n "HKEX, as a founding shareholder, will fully support Guangzhou Futures Exchange to become an innovative, market-oriented and international futures exchange," according to an HKEX spokesman. Unclaimed Entitlements Held by HKSCC Nominees Limited. 1. It comes after an investigation found "pervasive racism" underpinned a failure to properly commemorate potentially hundreds of thousands of service personnel who died fighting for the British Empire. listed company information ccass shareholding ccass shareholding Gary Gensler has been sworn in as the chairman of the SEC. 1/13 14 – 1 CHAPTER 14 Chapter 14 EQUITY SECURITIES NOTIFIABLE TRANSACTIONS Preliminary 14.01 This Chapter deals with certain transactions, principally acquisitions and disposals, by a listed issuer. HKEX Listing Rules 19C.06 to 19C.09 in respect of Grandfathered Greater China companies and Non-Greater China companies will be repealed and superseded by the Core Standards; Consequential changes will be made to the requirements for PRC Companies in Chapter 19A of the HKEX Listing Rules; and 0000004551 00000 n Listing Rules Chapter 14 deals with transactions which are outside the issuer’s ordinary and usual course of business, predominantly acquisitions and disposals, while Chapter 14A deals with connected transactions and seeks to ensure that an issuer takes the interests of shareholders as a whole into consideration when it enters into transactions with connected persons. We should now let the past take care of itself and move on. 0000017140 00000 n It describes how they are classified, the details that are required to be disclosed in respect of them and whether a circular and shareholders’ approval are required. The HKEx reviewed the annual reports of 15 pre-revenue biotech companies (out of a total of 28 pre-revenue biotech companies listed on the HKEx under Ch.18A as at 31 December 2020) that published their annual reports in the financial year ended in 2019 in order to assess their compliance with the relevant HKEx Listing Rules. Services First Read. HKEX Listing Rules 19C.06 to 19C.09 in respect of Grandfathered Greater China companies and Non-Greater China companies will be repealed and superseded by the Core Standards; Consequential changes will be made to the requirements for PRC Companies in Chapter 19A of the HKEX Listing Rules; and Chapter 11 — Qualifications for Listing. Listco A ( a Main Board listed issuer) was holding 15% of … Asked Questions for Debt Issues to Professional Investors Only, Enforcement Guidance Connect, View listed company announcements and more on the centralised platform for Answer: An allotment of shares by the listed subsidiary would be a deemed disposal for the listed … All rights reserved. Continuing Obligations & Annual Listing Fees, Guides The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. ���_��W�+��� Rules . 0000005091 00000 n It is establishing a new research base in Cambridge and has … 0000003592 00000 n %%EOF Pursuant to Rule 13.39(4) of the Listing Rules, all resolutions set out in this notice will be decided by poll at the 2021 AGM. Listing, Bi-annual newsletters updating you on listing Defence Secretary Ben Wallace today apologised on behalf of the Government for failing to properly commemorate black and Asian service personnel. FAQs – Main Board Listing Rules – Chapter 14 Question: If a listed subsidiary issues new shares by way of a general mandate to acquire assets, what are the notifiable transaction implications for the listed parent? Hyperlinked cross references are now available in the HTML versions. 0000005693 00000 n Settlement and Depository, Chapter 9 Application Procedures and Requirements, Chapter 9A Transfer of Listing from GEM to Main Board, Chapter 10 Restrictions on Purchase and Subscription, Notification, publication and shareholders' approval requirements, Additional requirements for major transactions, Additional requirements for very substantial disposals and very substantial acquisitions, Additional requirements for reverse takeovers, Additional requirements for extreme transactions and reverse takeovers, Chapter 15 Options, Warrants and Similar Rights, Chapter 18A: Chapter 18A Biotech Companies, Chapter 19A Issuers Incorporated in the People's Republic Of China, Chapter 19C Secondary Listings of Qualifying Issuers, Provisions to deter circumvention of new listing requirements (14.06A), Figures used in total assets, profits and revenue calculations (14.16-14.19), Exceptions to the classification rules (14.20), Aggregation of transactions (14.22-14.23B), Transaction involving an acquisition and a disposal (14.24), Interpretation of the classification rules in circumstances where the listed issuer or a subsidiary acquires or realises equity capital (14.25-14.28), Exemptions for Qualified Property Acquisitions which constitute major transactions or very substantial acquisitions (14.33A-14.33B), Exemptions for Qualified Aircraft Leasing Activities which constitute notifiable transactions (14.33C-14.33D), Notification and announcement (14.34-14.36A), Guaranteed profits or net assets (14.36B), Trading halt and suspension of dealings (14.37-14.38), Additional requirements for extreme transactions (14.53A), Discloseable transaction, major transaction, very substantial disposal, very substantial acquisition, extreme transaction and reverse takeover announcements (14.60-14.60A), Profit forecast in an announcement (14.61-14.62), Major transaction circulars (14.66-14.67), Inability to access information to compile circulars for major transactions or very substantial acquisitions (14.67A), Very substantial disposal circulars (14.68), Very substantial acquisition circulars, extreme transaction circulars and reverse takeover listing documents (14.69), Additional requirements for circulars in respect of disposals (14.70), Circulars for specific types of companies (14.71-14.71A). listed issuers should also refer to Chapter 14 of the Exchange Listing Rules. Rule 5.56(a)(ii) of the GEM Listing Rules provides, among other matters, that a director must not deal in any securities of the listed issuer on any day on which its financial results are published and during the period of 30 days immediately preceding the publication date of the quarterly results and half-year results (“Blackout Period”). NextGen Post Trade Programme. New MSCI Index Futures & Options. HKEx consultation conclusions on ESG reporting1 HKEx has adopted a number of enhancements to the existing ESG reporting regime, which will take effect for financial years commencing on or after 1 July 2020. under Chapter 21 of the Listing Rules) are normally excluded when considering whether the issuer can meet Rule 13.24 (except for those carried out by a member of the issuer’s group that is a banking company, an insurance company or a securities house that is mainly engaged in regulated activities under the Securities and Futures Ordinance). 0 Entitlements Held by HKSCC Nominees Limited, Modernising Hong 2015. Reserves) based on discounted cash flows (“DCF”) be regarded as profit forecasts under Rule 14.61 which is required to be reviewed by the reporting accountants? Analysis of HKEx. Matters, Products and New amendments to the Listing Rules in Hong Kong will take effect from 1 January 2009, following the publication by the Hong Kong Stock Exchange ("HKEx") of the Consultation Conclusions on Proposals in the 2008 Combined Consultation Paper ("Consultation Conclusions"). The connected transaction rules ensure that the interests of shareholders as a whole are taken into account by the listed issuer when the listed issuer’s group enters into a connected transaction. For Qualifying Issuers with, or seeking, a secondary listing, the rules in this Chapter are subject to modification by rule … Chapter 10 Methods of Listing; Chapter 11 Qualifications for Listing; Chapter 12 Application Procedures and Requirements; Chapter 13 Restrictions on Purchase, Disposal and Subscription; Chapter 14 Listing Documents; Chapter 15 Prospectuses; Chapter 16 Publication Requirements Practices, Environmental, Social and The main headings in this chapter . Chapter 12 — Application Procedures and Requirements. 160 22 It describes how they are classified, the details that are required to be 0000021660 00000 n An issuer with a WVR structure has its company name that ends with the marker "W". New issues . Whether the Exchange would grant a waiver to Company X from the major transaction requirements in respect of the Placing and the Top-up Subscription (marked-up version issued in July 2014) CHAPTER 14 RECOMMENDATIONS SUMMARY OF RECOMMENDATIONS 14.1 To the regulators, investors and the economy as a whole, the Penny Stocks Incident has been a costly lesson. It describes how they are classified, the details that are required to be Article 67 of the Articles of Association provides that on a poll, every Shareholder present in person or by proxy shall have one vote for every share held by that Shareholder. Chapter 14A … Aggregation of transactions (14.22-14.23B) Transaction involving an acquisition and a disposal (14.24) Interpretation of the classification rules in circumstances where the listed issuer or a subsidiary acquires or realises equity capital (14.25-14.28) Deemed disposals (14.29-14.32) The Listing Rule amendments, together with the three new guidance letters (GL104-19 to … Centre, HKEX market data from HKEX’s Market Data Services department, Real Estate Investment Stock Exchange of Hong Kong Listing Rules - Chapter 7 - 19. Question: Will valuations of Natural Resource assets (i.e. Toronto-based semiconductor firm Alphawave IP, whose technology enables data to travel faster and more reliably using lower power, is set to be valued at more than £3.2 billion. $40,276/$300,000 (13.4%) Mike du Plessis, Trading Technologies and Anonymous ++++ Hits & Takes JLN Staff. Unclaimed Entitlements Held by HKSCC Nominees Limited, Modernising Hong Kong’s IPO Settlement Process, Environmental, Social and Governance (ESG), Application Proof, PHIP and Related Materials, Listing Matters regarding Sponsor Regulation, Issuers' Continuing Obligations & Annual Listing Fees, Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters, Summary of Listing Requirements for Debt Issues to Professional Investors Only, Frequently Asked Questions for Debt Issues to Professional Investors Only, Search our directory to find brokers, website updates by email, Vendors can sign up to purchase wholesale Whether Company X should apply the percentage ratios to both the Placing and the Top-up Subscription to determine the transaction classification under Chapter 14 of the Listing Rules 2. 0000000016 00000 n As set out in the Special Arrangements for the 2021 AGM (on page 1 of the Circular of which this Notice forms … Contracts, Clearing, Answer: The issuer must include a statement indicating that the statement of comprehensive income for a full financial year and/or the statement of financial position at a financial year end (the "Statements") presented in the account are not statutory financial statements under the New Companies Ordinance. 14A.02 … Governance (ESG), Listing of Overseas — SEC The CME Group announced they will launch Mexican F-TIIE interest rate futures on May 24, 2021, pending regulatory … The key changes to the Listing Rules (as described in more detail below) are as follows: Highly dilutive capital raisings. The Exchange Listing Rules (including Chapter 8) apply as much to issuers with or seeking a listing with a WVR structure, as other issuers of equity securities. Listing Rules to be supported by a listing document, but if a listing document is otherwise required or proposed to be issued it must comply with the relevant requirements of this Chapter. Calendar, Bond 0000000736 00000 n Issuers' Information, Frequently Asked ESG equity index futures: Meeting the increasing needs for ESG investment 12 April 2021 1 SUMMARY ESG investment refers to the investment strategies that takes into account “Environment”, “Social” 2019. Products, New MSCI Index Chapter 14; Chapter 14A; Chapter 15; Chapter 17; Chapter 18; Chapter 18A; Chapter 19; Chapter 19A; Chapter 19B; Chapter 19C; Chapter 25; Chapter 37; Appendices; Guidance/Practice Notes ; GEM Listing Rules; Listing Decisions; Listing Review Committee Decisions; Interpretative Letters; Guidance Letters; The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk … No.4), Listing Policy Panel 0000002498 00000 n 25.20. Exchange, Securities Admission The new rules seek to strengthen board involvement in GENERAL; EQUITY SECURITIES. Chapter 14; Chapter 16; Chapter 17; Chapter 18; Chapter 18A; Chapter 19; Chapter 20; Chapter 21; Chapter 23; Chapter 24; Chapter 25; Chapter 29 ; Chapter 30; Chapter 31; Appendices; Practice Notes; Listing Decisions; Listing Review Committee Decisions; Interpretative Letters; Guidance Letters; The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and … 0000003898 00000 n The connected transaction rules ensure that the interests of shareholders as a whole are taken into account by the listed issuer when the listed issuer’s group enters into a connected transaction. Report, Interpretation and 2017. The GEM Listing Committee censures Argos Enterprise (Holdings) Limited (Stock code: 8022); Mr Wong Wah Sang; Mr Wong Man Chiu Ronnie and Mr Yeung Wai Hung for breaching the GEM Listing Rules H�\��j�0����l/����L MZ�����} �VRC#Ź�ۯ�O���3ǟ)��w�0�&����gsB�u��Λ�? 7.12 – 7.15 : Rules that apply to issues of options . 0000001493 00000 n Holdings Limited (Stock code: 8079) for breaching the and options contracts, Collaborating on sustainable finance amongst The chapter mainly sets out the shareholders' approval requirements for the issue of warrants, and the requirements on the number and term of … xref trailer London’s tarnished reputation for IPOs following the Deliveroo flop has been given a major lift with plans for the multi-billion pound flotation of a profitable tech company. Questions, Summary Information disclosed under the repealed Securities (Disclosure of Interests) Ordinance (Cap. 0000017672 00000 n Companies, Listing of Biotech HKEX Sustainable & Green Exchange. 25.20A. Kong’s IPO Settlement Process, HKEX in Biotech (Issue In the case of discrepancies between HTML and PDF versions of the HKEX Rules, Interpretation and Guidance, the PDF version prevails. Matters regarding Sponsor Regulation, Listing (b) Rules 14.82 and 14.83 (Cash Companies) Extend the … The Stock Exchange of Hong Kong Limited (HKEX) has published its consultation conclusions on backdoor listing, continuing listing criteria and other rule requirements (Consultation Conclusions). �(��g0�%˷6� ����s�A0�s�A0�sP�+��� finance to make application for a Chapter 21 Listing (that is under Chapter 21 of the HKEx Listing Rules) early the following year; and (2) 6,300,000 Company B shares originally held under long term investment be sold for this purpose. HKEx has revised the Listing Rules to make clear than where any calculation of the percentage ratios for a transaction produces an anomalous result, or is inappropriate to the listed company’s sphere of activities, the HKEx (or the company) can apply an alternative size test it considers appropriate to assess the transaction’s materiality under Chapter 14 or 14A (GEM Chapters 19 or 20). Chapter 13 — Restrictions on Purchase, Disposal and Subscription. endstream endobj 170 0 obj <> endobj 171 0 obj <>stream Document Simplification Guide, Issuers' 7.36 : Forfeited … into CCASS, Unclaimed ©2017-20 Hong Kong Exchanges and Clearing Limited. The HKEx Listing Rule changes target potentially abusive practices by listed issuers including deeply discounted fund raisings, share consolidations and subdivisions, and a number of cases where capital raisings lacked commercial rationale. 0000012491 00000 n 1019 14 – 1 CHAPTER 14 Chapter 14 EQUITY SECURITIES NOTIFIABLE TRANSACTIONS Preliminary 14.01This Chapter deals with certain transactions, principally acquisitions and disposals, by a listed issuer. topics that we think will be of greatest interest to you, Snapshot about HKEX latest news and information, Download or subscribe to our calendar Yes ☐ No ☒ Indicate by check mark whether the registrant (1) has filed all … 2012. Chapter 1; Chapter 2; Chapter 3; Chapter 3A; Chapter 4; Chapter 5; Chapter 6; Chapter 7; Chapter 8; Chapter 8A; Chapter 9; Chapter 9A; Chapter 10; Chapter 11; Chapter 12; Chapter 13; Chapter 14; Chapter 14A; Chapter 15; Chapter 17; Chapter 18; Chapter 18A; Chapter 19; Chapter 19A; Chapter 19B; Chapter 19C; Chapter 25; Chapter 37; Appendices; Guidance/Practice … Chapters. shareholders’ approval requirements under Chapter 14 of the Listing Rules. The Listing Committee censures HyComm Wireless Limited, Mr Lai Yiu Keung, Ms Chung Lai Ha, Mr Kwok Chong, Anthony and Mr Lai Chi Kin; and criticises Mr Tang Xueyi and Mr Cheung Kin Keung for breaching the Exchange Listing Rules officially open trading on HKEX’s markets, Fueling the growth of Hong Kong's capital ���_��W�+�Wȯ�r�l��]�m�N��:�-ƴ��#��{��!��S9��I]�e �J Guidance, Corporate Governance 7.29 – 7.33 : Buy-backs not under the Corporations Act . Guidance letter on suitability for Listing of Biotech Companies (GL92-18) Guidance letter on disclosure in listing documents for Biotech Companies (GL107-20) e-Submission System (ESS) Login. 2020. listed companies and more in the Hong Kong, Shanghai and Shenzhen markets, A list of securities eligible for trading under Shanghai and Shenzhen Stock September 14, 2020 October 2, 2020 Hong Kong Corporate Law Julia Charlton Partner, Charltons The Hong Kong Stock Exchange ( HKEx ) is consulting on amendments to the HKEx Listing Rules to increase its disciplinary and sanctioning powers under Chapter 2A of the Main Board Listing Rules and Chapter 3 of the GEM Listing Rules. The information disclosed can be found by searching this web site using the following methods. Note A reprint date or update date appears on the top of each page of the printed version. 21. In the case of discrepancies between HTML and PDF versions of the HKEX Rules, Interpretation and Guidance, the PDF version prevails. GENERAL An EGM will be convened for the Company’s shareholders to consider, and if thought fit, approve, among other things, the Restructuring. First-quarter 2021 consolidated revenues were $4.0 billion, compared to the prior-year first-quarter revenues of $359 million. on the Exchange's Practices and Procedures for Handling Listing-related approval requirements under Chapter 14 of the Listing Rules. Based on the information contained in the confirmation on independence provided by Ms. Yeung to the Company pursuant to Rule 3.13 of the Listing Rules prior to her appointment as independent non-executive Director, the Board had reviewed and evaluated the independence of Ms. Yeung and was and is satisfied with her independence, and that Ms. Yeung has the character, integrity, … Entire section: Custom print Search … 0000017462 00000 n 14A.09 Listed issuers must complete and submit any checklist(s) in such form as may be prescribed by the Exchange from time to time in respect of any connected transactions or continuing connected transactions. The Listing Committee decided to uphold the decision of the Listing Division to return the application for listing, as paragraphs 3.9 to 3.14 of GL56-13 set bright-line tests that an applicant must meet to be eligible for a waiver from the requirement of Rule 4.04 and the expectation held by the Company and Joint Sponsors that they would have been able to complete a listing by the end of March 2020 was a … 23 LR reference: Main Board Rules 11.13 / GEM Rules 14.24 Released on 26/11/2010. Whether the Exchange would consider the State of Delaware an acceptable jurisdiction under Chapter 19 of the Main Board Listing Rules and Chapter 24 of the GEM Listing Rules (Superseded by United States of America - Delaware Country Guide) LD11-2011: 05/2011 (12/2013) Rules 19.05 and 19.30 and GEM Rule 24.05 Main Board Listing Rules. Directors and chief executives of a listed corporation are required to disclose interests in shares and debentures of the listed corporation and its associated corporations. h�b```b``b`e``_��π �@16��@" Cleveland-Cliffs Inc. (NYSE: CLF) today reported first-quarter results for the period ended March 31, 2021. 0000006323 00000 n x�d�" Z�.�Mb��z��C��H���3���1Q0Jp\��������]÷C�A�1��K�y\rLT9lfLg����� �a�! our stakeholders, View important information issued by HKEX to Exchange and Clearing House 7.1 – 7.9 : Rules that apply to all + pro rata issues . Keyword Research: People who searched hkex listing rules chapter 14 also searched This Chapter sets out rules and modifications to existing rules applicable to issuers with, or seeking, a listing with a WVR structure. First Read. ;јѮY��_�t�ֆ�� �fs\X���.P�Xl�oO��1C g%K�؝,� (&�p #�D���j����v�&�HSo��|6�l2B��)Wc��6���(�1y|T �„��" �3S����V�z�t�H�4�pS��0� �J&���X:9�3o{� DK�S�~�Z\�Z�y��-�y�U(!,�opU��� ���pH�E�B�������Ñ�bx�� markets and related topics, Statistics on Shanghai and Shenzhen Connect updated daily, View the market capitalization, number of $37,826/$300,000 (12.6%) ++++ Hits & Takes John Lothian & JLN Staff. regulatory filings and disclosures, Sign up to receive company announcements or HKEX-GL81-15, FAQ No. containing trading and clearing information, public holidays and more, Research and survey conducted by HKEX on its securities and derivatives � �Z��;��K��X\�L��pq'�-����� ;W@����GQ^Ad��#�N��hq�e -Ċ`0�J�He^��8���4v{�e�{"�T���xI�ds��傗�& z��\ O�:`��|f�bPH�V� �l�j Futures & Options, HKEX Sustainable & Green Yes ☐ No ☒ If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. 14A.01 This Chapter applies to connected transactions entered into by a listed issuer or its subsidiaries. Chapter 14 EQUITY SECURITIES NOTIFIABLE TRANSACTIONS Preliminary 14.01 This Chapter deals with certain transactions, principally acquisitions and disposals, by a listed issuer. The GEM Listing Committee criticises B.A.L. First Listing Decision (HKEx-LD20-2011) Background The targeted company (“Target A”) was a company listed on an overseas stock exchange. startxref Connect, Callable Bull / Bear Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. 7.11 : Rules that apply to all entitlements issues . Listing Rule 14.82 (commonly known as the “cash company rule”) states that companies whose assets consist substantially (which HKEx has interpreted to be … through HKEX, Learn how your company can bang the gong to Chapter 14 Listing Documents; Chapter 15 Prospectuses; Chapter 16 Publication Requirements; Chapter 17 Continuing Obligations; Chapter 18 Financial Information; Chapter 18A Mineral Companies; Chapter 19 Notifiable Transactions; Chapter 20 Connected Transactions ; Chapter 21 Options, Warrants and Similar Rights; Chapter 22 Convertible Equity Securities; Chapter 23 Share Option Schemes; Chapter … 2014. 2011. 14 14A – 1 CHAPTER 14A Chapter 14A EQUITY SECURITIES CONNECTED TRANSACTIONS Introduction 14A.01 This Chapter applies to connected transactions entered into by a listed issuer or its subsidiaries. 7.16 : Rules that apply to any issue in a different entity . 0000021925 00000 n 7.17 : Reorganisations of capital . Sydbank A/S Articles of Association 25 March 2021Contents 1 Name, registered office and objects of the Bank 2 Capital and shares 3 Authorisation to the Board of Directors to increase the share capital 4 Undistributable reserve 5 Management of the Bank 6 General meetings 7 Extraordinary general meetings 8 Agenda for the annual general meeting 9 Chairman and the right to attend 10 Votes 11 Local … 0000001379 00000 n Listing Rules. 396) (i.e. The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. PHIP and Related Materials, Listing H�\�͊�@�OQ��Ecbݺ� ��n�b~��{���:��FH. We have discussed the whys and the wherefores in the course of our report. 0000008222 00000 n Contents 14.08 In the case of a new applicant, the listing document is required to include the following:— Tropico De Sangre Streaming, Littlebigplanet 2 Rpcs3, Sushi Mattapoisett, Ma, A Bridge Is Supported On An Elliptical Arch, Genoa Vs Juventus, " />
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April 22, 2021
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hkex listing rules chapter 14

181 0 obj <>stream Materials, News Mergermarket reporter Florence Shiu recently interviewed Christina Bao, head of global issuer services at Hong Kong Exchanges and Clearing (HKEX), to discuss the bourse’s view on COVID-19 challenges, China-US political tensions, wave of China ADR dual-listings, and competition from mainland counterparts. markets, Latest regulatory information issued by New Listing Report Main Board; GEM; 2021. %PDF-1.6 %���� A Secondary listing company in Hong Kong has its name that ends with the marker “S”. Other than the Recognised Jurisdictions, the Exchange has accepted 28 jurisdictions as an issuer’s place of incorporation eligible for listing in Hong Kong (Acceptable Jurisdictions) as they meet the shareholder protection standards set out in the joint policy statement regarding the listing of overseas companies first published jointly by the Exchange and the Securities and Futures … 2018. Hyperlinked cross references are now available in the HTML versions. !++������w�v���|�_gهӘ5�����9��æ��1����!��ß�����4}���)�zmzJA���{{�&_ڞ�}z?�������}�Z�K�tc�S��؆�Ϛ"]kӼ�k�������l;���6fM��H��[��J~M\��FM]�KpE���l�J�Ė������&�`�Z�ZGv`!��v�\�W`:[8�y����}#��4�kqX�������������������������0G�#��s9�A�0G�#\�`��5 Participants, Market Data vendors and Hosting Services members, Connect to Hong Kong’s financial market Chapter 9 — Suspension and Resumption of Trading, Cancellation and Withdrawal of Listing. Gary Gensler has named senior members of his staff, including Prashant Yerramalli, Heather Slavkin Corzo, Kevin Burris and Scott Schneider. – (), (SEC)The World Health Organization warns of a global surge in COVID cases and deaths with the world approaching the highest rate of infection. According to the Appellant ’s calculation, … 160 0 obj <> endobj Trusts, Eligible OTC Clear Chapter 8 Qualifications for Listing; Chapter 8A Weighted Voting Rights; Chapter 9 Application Procedures and Requirements; Chapter 9A Transfer of Listing from GEM to Main Board; Chapter 10 Restrictions on Purchase and Subscription; Chapter 11 Listing Documents; Chapter 11A Prospectuses; Chapter 12 Publication Requirements; Chapter 13 Continuing Obligations; Chapter 14 Notifiable … ESS Registration (For Listed Issuers and Professional Agents only) Training Materials. HKEx’s principle-based test for determining whether a transaction is a reverse takeover (currently set out in HKEx Guidance Letter GL78-14) is codified and revised in New Note 1 to revised Main Board Listing Rule 14.06B (GEM Listing Rule 19.06B).The six assessment factors provide guidance to the market on the factors the HKEx normally considers in determining whether transactions involve a reverse takeover. Jaguar Land Rover (JLR), the UK’s largest car manufacturer, has been plunged into fresh crisis as a shortage of computer chips has caused the company to temporarily shut down production at two of its main plants. Article by Dieter Yih, Mandy Yim, Gigi Wong and Fiona Tai. 7.18 – 7.26 : On-market buy-backs . clearing members, information vendors and more, HKEX to launch 37 MSCI equity index futures �E8a�wt���0el��� ���W��PEBJ(�pE y��҈�s <]/Prev 204459>> General matters concerning definitions and interpretation 14A.10 In this Chapter: (1) a “banking company” means a … 0000004124 00000 n "HKEX, as a founding shareholder, will fully support Guangzhou Futures Exchange to become an innovative, market-oriented and international futures exchange," according to an HKEX spokesman. Unclaimed Entitlements Held by HKSCC Nominees Limited. 1. It comes after an investigation found "pervasive racism" underpinned a failure to properly commemorate potentially hundreds of thousands of service personnel who died fighting for the British Empire. listed company information ccass shareholding ccass shareholding Gary Gensler has been sworn in as the chairman of the SEC. 1/13 14 – 1 CHAPTER 14 Chapter 14 EQUITY SECURITIES NOTIFIABLE TRANSACTIONS Preliminary 14.01 This Chapter deals with certain transactions, principally acquisitions and disposals, by a listed issuer. HKEX Listing Rules 19C.06 to 19C.09 in respect of Grandfathered Greater China companies and Non-Greater China companies will be repealed and superseded by the Core Standards; Consequential changes will be made to the requirements for PRC Companies in Chapter 19A of the HKEX Listing Rules; and 0000004551 00000 n Listing Rules Chapter 14 deals with transactions which are outside the issuer’s ordinary and usual course of business, predominantly acquisitions and disposals, while Chapter 14A deals with connected transactions and seeks to ensure that an issuer takes the interests of shareholders as a whole into consideration when it enters into transactions with connected persons. We should now let the past take care of itself and move on. 0000017140 00000 n It describes how they are classified, the details that are required to be disclosed in respect of them and whether a circular and shareholders’ approval are required. The HKEx reviewed the annual reports of 15 pre-revenue biotech companies (out of a total of 28 pre-revenue biotech companies listed on the HKEx under Ch.18A as at 31 December 2020) that published their annual reports in the financial year ended in 2019 in order to assess their compliance with the relevant HKEx Listing Rules. Services First Read. HKEX Listing Rules 19C.06 to 19C.09 in respect of Grandfathered Greater China companies and Non-Greater China companies will be repealed and superseded by the Core Standards; Consequential changes will be made to the requirements for PRC Companies in Chapter 19A of the HKEX Listing Rules; and Chapter 11 — Qualifications for Listing. Listco A ( a Main Board listed issuer) was holding 15% of … Asked Questions for Debt Issues to Professional Investors Only, Enforcement Guidance Connect, View listed company announcements and more on the centralised platform for Answer: An allotment of shares by the listed subsidiary would be a deemed disposal for the listed … All rights reserved. Continuing Obligations & Annual Listing Fees, Guides The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. ���_��W�+��� Rules . 0000005091 00000 n It is establishing a new research base in Cambridge and has … 0000003592 00000 n %%EOF Pursuant to Rule 13.39(4) of the Listing Rules, all resolutions set out in this notice will be decided by poll at the 2021 AGM. Listing, Bi-annual newsletters updating you on listing Defence Secretary Ben Wallace today apologised on behalf of the Government for failing to properly commemorate black and Asian service personnel. FAQs – Main Board Listing Rules – Chapter 14 Question: If a listed subsidiary issues new shares by way of a general mandate to acquire assets, what are the notifiable transaction implications for the listed parent? Hyperlinked cross references are now available in the HTML versions. 0000005693 00000 n Settlement and Depository, Chapter 9 Application Procedures and Requirements, Chapter 9A Transfer of Listing from GEM to Main Board, Chapter 10 Restrictions on Purchase and Subscription, Notification, publication and shareholders' approval requirements, Additional requirements for major transactions, Additional requirements for very substantial disposals and very substantial acquisitions, Additional requirements for reverse takeovers, Additional requirements for extreme transactions and reverse takeovers, Chapter 15 Options, Warrants and Similar Rights, Chapter 18A: Chapter 18A Biotech Companies, Chapter 19A Issuers Incorporated in the People's Republic Of China, Chapter 19C Secondary Listings of Qualifying Issuers, Provisions to deter circumvention of new listing requirements (14.06A), Figures used in total assets, profits and revenue calculations (14.16-14.19), Exceptions to the classification rules (14.20), Aggregation of transactions (14.22-14.23B), Transaction involving an acquisition and a disposal (14.24), Interpretation of the classification rules in circumstances where the listed issuer or a subsidiary acquires or realises equity capital (14.25-14.28), Exemptions for Qualified Property Acquisitions which constitute major transactions or very substantial acquisitions (14.33A-14.33B), Exemptions for Qualified Aircraft Leasing Activities which constitute notifiable transactions (14.33C-14.33D), Notification and announcement (14.34-14.36A), Guaranteed profits or net assets (14.36B), Trading halt and suspension of dealings (14.37-14.38), Additional requirements for extreme transactions (14.53A), Discloseable transaction, major transaction, very substantial disposal, very substantial acquisition, extreme transaction and reverse takeover announcements (14.60-14.60A), Profit forecast in an announcement (14.61-14.62), Major transaction circulars (14.66-14.67), Inability to access information to compile circulars for major transactions or very substantial acquisitions (14.67A), Very substantial disposal circulars (14.68), Very substantial acquisition circulars, extreme transaction circulars and reverse takeover listing documents (14.69), Additional requirements for circulars in respect of disposals (14.70), Circulars for specific types of companies (14.71-14.71A). listed issuers should also refer to Chapter 14 of the Exchange Listing Rules. Rule 5.56(a)(ii) of the GEM Listing Rules provides, among other matters, that a director must not deal in any securities of the listed issuer on any day on which its financial results are published and during the period of 30 days immediately preceding the publication date of the quarterly results and half-year results (“Blackout Period”). NextGen Post Trade Programme. New MSCI Index Futures & Options. HKEx consultation conclusions on ESG reporting1 HKEx has adopted a number of enhancements to the existing ESG reporting regime, which will take effect for financial years commencing on or after 1 July 2020. under Chapter 21 of the Listing Rules) are normally excluded when considering whether the issuer can meet Rule 13.24 (except for those carried out by a member of the issuer’s group that is a banking company, an insurance company or a securities house that is mainly engaged in regulated activities under the Securities and Futures Ordinance). 0 Entitlements Held by HKSCC Nominees Limited, Modernising Hong 2015. Reserves) based on discounted cash flows (“DCF”) be regarded as profit forecasts under Rule 14.61 which is required to be reviewed by the reporting accountants? Analysis of HKEx. Matters, Products and New amendments to the Listing Rules in Hong Kong will take effect from 1 January 2009, following the publication by the Hong Kong Stock Exchange ("HKEx") of the Consultation Conclusions on Proposals in the 2008 Combined Consultation Paper ("Consultation Conclusions"). The connected transaction rules ensure that the interests of shareholders as a whole are taken into account by the listed issuer when the listed issuer’s group enters into a connected transaction. For Qualifying Issuers with, or seeking, a secondary listing, the rules in this Chapter are subject to modification by rule … Chapter 10 Methods of Listing; Chapter 11 Qualifications for Listing; Chapter 12 Application Procedures and Requirements; Chapter 13 Restrictions on Purchase, Disposal and Subscription; Chapter 14 Listing Documents; Chapter 15 Prospectuses; Chapter 16 Publication Requirements Practices, Environmental, Social and The main headings in this chapter . Chapter 12 — Application Procedures and Requirements. 160 22 It describes how they are classified, the details that are required to be 0000021660 00000 n An issuer with a WVR structure has its company name that ends with the marker "W". New issues . Whether the Exchange would grant a waiver to Company X from the major transaction requirements in respect of the Placing and the Top-up Subscription (marked-up version issued in July 2014) CHAPTER 14 RECOMMENDATIONS SUMMARY OF RECOMMENDATIONS 14.1 To the regulators, investors and the economy as a whole, the Penny Stocks Incident has been a costly lesson. It describes how they are classified, the details that are required to be Article 67 of the Articles of Association provides that on a poll, every Shareholder present in person or by proxy shall have one vote for every share held by that Shareholder. Chapter 14A … Aggregation of transactions (14.22-14.23B) Transaction involving an acquisition and a disposal (14.24) Interpretation of the classification rules in circumstances where the listed issuer or a subsidiary acquires or realises equity capital (14.25-14.28) Deemed disposals (14.29-14.32) The Listing Rule amendments, together with the three new guidance letters (GL104-19 to … Centre, HKEX market data from HKEX’s Market Data Services department, Real Estate Investment Stock Exchange of Hong Kong Listing Rules - Chapter 7 - 19. Question: Will valuations of Natural Resource assets (i.e. Toronto-based semiconductor firm Alphawave IP, whose technology enables data to travel faster and more reliably using lower power, is set to be valued at more than £3.2 billion. $40,276/$300,000 (13.4%) Mike du Plessis, Trading Technologies and Anonymous ++++ Hits & Takes JLN Staff. Unclaimed Entitlements Held by HKSCC Nominees Limited, Modernising Hong Kong’s IPO Settlement Process, Environmental, Social and Governance (ESG), Application Proof, PHIP and Related Materials, Listing Matters regarding Sponsor Regulation, Issuers' Continuing Obligations & Annual Listing Fees, Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters, Summary of Listing Requirements for Debt Issues to Professional Investors Only, Frequently Asked Questions for Debt Issues to Professional Investors Only, Search our directory to find brokers, website updates by email, Vendors can sign up to purchase wholesale Whether Company X should apply the percentage ratios to both the Placing and the Top-up Subscription to determine the transaction classification under Chapter 14 of the Listing Rules 2. 0000000016 00000 n As set out in the Special Arrangements for the 2021 AGM (on page 1 of the Circular of which this Notice forms … Contracts, Clearing, Answer: The issuer must include a statement indicating that the statement of comprehensive income for a full financial year and/or the statement of financial position at a financial year end (the "Statements") presented in the account are not statutory financial statements under the New Companies Ordinance. 14A.02 … Governance (ESG), Listing of Overseas — SEC The CME Group announced they will launch Mexican F-TIIE interest rate futures on May 24, 2021, pending regulatory … The key changes to the Listing Rules (as described in more detail below) are as follows: Highly dilutive capital raisings. The Exchange Listing Rules (including Chapter 8) apply as much to issuers with or seeking a listing with a WVR structure, as other issuers of equity securities. Listing Rules to be supported by a listing document, but if a listing document is otherwise required or proposed to be issued it must comply with the relevant requirements of this Chapter. Calendar, Bond 0000000736 00000 n Issuers' Information, Frequently Asked ESG equity index futures: Meeting the increasing needs for ESG investment 12 April 2021 1 SUMMARY ESG investment refers to the investment strategies that takes into account “Environment”, “Social” 2019. Products, New MSCI Index Chapter 14; Chapter 14A; Chapter 15; Chapter 17; Chapter 18; Chapter 18A; Chapter 19; Chapter 19A; Chapter 19B; Chapter 19C; Chapter 25; Chapter 37; Appendices; Guidance/Practice Notes ; GEM Listing Rules; Listing Decisions; Listing Review Committee Decisions; Interpretative Letters; Guidance Letters; The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk … No.4), Listing Policy Panel 0000002498 00000 n 25.20. Exchange, Securities Admission The new rules seek to strengthen board involvement in GENERAL; EQUITY SECURITIES. Chapter 14; Chapter 16; Chapter 17; Chapter 18; Chapter 18A; Chapter 19; Chapter 20; Chapter 21; Chapter 23; Chapter 24; Chapter 25; Chapter 29 ; Chapter 30; Chapter 31; Appendices; Practice Notes; Listing Decisions; Listing Review Committee Decisions; Interpretative Letters; Guidance Letters; The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and … 0000003898 00000 n The connected transaction rules ensure that the interests of shareholders as a whole are taken into account by the listed issuer when the listed issuer’s group enters into a connected transaction. Report, Interpretation and 2017. The GEM Listing Committee censures Argos Enterprise (Holdings) Limited (Stock code: 8022); Mr Wong Wah Sang; Mr Wong Man Chiu Ronnie and Mr Yeung Wai Hung for breaching the GEM Listing Rules H�\��j�0����l/����L MZ�����} �VRC#Ź�ۯ�O���3ǟ)��w�0�&����gsB�u��Λ�? 7.12 – 7.15 : Rules that apply to issues of options . 0000001493 00000 n Holdings Limited (Stock code: 8079) for breaching the and options contracts, Collaborating on sustainable finance amongst The chapter mainly sets out the shareholders' approval requirements for the issue of warrants, and the requirements on the number and term of … xref trailer London’s tarnished reputation for IPOs following the Deliveroo flop has been given a major lift with plans for the multi-billion pound flotation of a profitable tech company. Questions, Summary Information disclosed under the repealed Securities (Disclosure of Interests) Ordinance (Cap. 0000017672 00000 n Companies, Listing of Biotech HKEX Sustainable & Green Exchange. 25.20A. Kong’s IPO Settlement Process, HKEX in Biotech (Issue In the case of discrepancies between HTML and PDF versions of the HKEX Rules, Interpretation and Guidance, the PDF version prevails. Matters regarding Sponsor Regulation, Listing (b) Rules 14.82 and 14.83 (Cash Companies) Extend the … The Stock Exchange of Hong Kong Limited (HKEX) has published its consultation conclusions on backdoor listing, continuing listing criteria and other rule requirements (Consultation Conclusions). �(��g0�%˷6� ����s�A0�s�A0�sP�+��� finance to make application for a Chapter 21 Listing (that is under Chapter 21 of the HKEx Listing Rules) early the following year; and (2) 6,300,000 Company B shares originally held under long term investment be sold for this purpose. HKEx has revised the Listing Rules to make clear than where any calculation of the percentage ratios for a transaction produces an anomalous result, or is inappropriate to the listed company’s sphere of activities, the HKEx (or the company) can apply an alternative size test it considers appropriate to assess the transaction’s materiality under Chapter 14 or 14A (GEM Chapters 19 or 20). Chapter 13 — Restrictions on Purchase, Disposal and Subscription. endstream endobj 170 0 obj <> endobj 171 0 obj <>stream Document Simplification Guide, Issuers' 7.36 : Forfeited … into CCASS, Unclaimed ©2017-20 Hong Kong Exchanges and Clearing Limited. The HKEx Listing Rule changes target potentially abusive practices by listed issuers including deeply discounted fund raisings, share consolidations and subdivisions, and a number of cases where capital raisings lacked commercial rationale. 0000012491 00000 n 1019 14 – 1 CHAPTER 14 Chapter 14 EQUITY SECURITIES NOTIFIABLE TRANSACTIONS Preliminary 14.01This Chapter deals with certain transactions, principally acquisitions and disposals, by a listed issuer. topics that we think will be of greatest interest to you, Snapshot about HKEX latest news and information, Download or subscribe to our calendar Yes ☐ No ☒ Indicate by check mark whether the registrant (1) has filed all … 2012. Chapter 1; Chapter 2; Chapter 3; Chapter 3A; Chapter 4; Chapter 5; Chapter 6; Chapter 7; Chapter 8; Chapter 8A; Chapter 9; Chapter 9A; Chapter 10; Chapter 11; Chapter 12; Chapter 13; Chapter 14; Chapter 14A; Chapter 15; Chapter 17; Chapter 18; Chapter 18A; Chapter 19; Chapter 19A; Chapter 19B; Chapter 19C; Chapter 25; Chapter 37; Appendices; Guidance/Practice … Chapters. shareholders’ approval requirements under Chapter 14 of the Listing Rules. The Listing Committee censures HyComm Wireless Limited, Mr Lai Yiu Keung, Ms Chung Lai Ha, Mr Kwok Chong, Anthony and Mr Lai Chi Kin; and criticises Mr Tang Xueyi and Mr Cheung Kin Keung for breaching the Exchange Listing Rules officially open trading on HKEX’s markets, Fueling the growth of Hong Kong's capital ���_��W�+�Wȯ�r�l��]�m�N��:�-ƴ��#��{��!��S9��I]�e �J Guidance, Corporate Governance 7.29 – 7.33 : Buy-backs not under the Corporations Act . Guidance letter on suitability for Listing of Biotech Companies (GL92-18) Guidance letter on disclosure in listing documents for Biotech Companies (GL107-20) e-Submission System (ESS) Login. 2020. listed companies and more in the Hong Kong, Shanghai and Shenzhen markets, A list of securities eligible for trading under Shanghai and Shenzhen Stock September 14, 2020 October 2, 2020 Hong Kong Corporate Law Julia Charlton Partner, Charltons The Hong Kong Stock Exchange ( HKEx ) is consulting on amendments to the HKEx Listing Rules to increase its disciplinary and sanctioning powers under Chapter 2A of the Main Board Listing Rules and Chapter 3 of the GEM Listing Rules. The information disclosed can be found by searching this web site using the following methods. Note A reprint date or update date appears on the top of each page of the printed version. 21. In the case of discrepancies between HTML and PDF versions of the HKEX Rules, Interpretation and Guidance, the PDF version prevails. GENERAL An EGM will be convened for the Company’s shareholders to consider, and if thought fit, approve, among other things, the Restructuring. First-quarter 2021 consolidated revenues were $4.0 billion, compared to the prior-year first-quarter revenues of $359 million. on the Exchange's Practices and Procedures for Handling Listing-related approval requirements under Chapter 14 of the Listing Rules. Based on the information contained in the confirmation on independence provided by Ms. Yeung to the Company pursuant to Rule 3.13 of the Listing Rules prior to her appointment as independent non-executive Director, the Board had reviewed and evaluated the independence of Ms. Yeung and was and is satisfied with her independence, and that Ms. Yeung has the character, integrity, … Entire section: Custom print Search … 0000017462 00000 n 14A.09 Listed issuers must complete and submit any checklist(s) in such form as may be prescribed by the Exchange from time to time in respect of any connected transactions or continuing connected transactions. The Listing Committee decided to uphold the decision of the Listing Division to return the application for listing, as paragraphs 3.9 to 3.14 of GL56-13 set bright-line tests that an applicant must meet to be eligible for a waiver from the requirement of Rule 4.04 and the expectation held by the Company and Joint Sponsors that they would have been able to complete a listing by the end of March 2020 was a … 23 LR reference: Main Board Rules 11.13 / GEM Rules 14.24 Released on 26/11/2010. Whether the Exchange would consider the State of Delaware an acceptable jurisdiction under Chapter 19 of the Main Board Listing Rules and Chapter 24 of the GEM Listing Rules (Superseded by United States of America - Delaware Country Guide) LD11-2011: 05/2011 (12/2013) Rules 19.05 and 19.30 and GEM Rule 24.05 Main Board Listing Rules. Directors and chief executives of a listed corporation are required to disclose interests in shares and debentures of the listed corporation and its associated corporations. h�b```b``b`e``_��π �@16��@" Cleveland-Cliffs Inc. (NYSE: CLF) today reported first-quarter results for the period ended March 31, 2021. 0000006323 00000 n x�d�" Z�.�Mb��z��C��H���3���1Q0Jp\��������]÷C�A�1��K�y\rLT9lfLg����� �a�! our stakeholders, View important information issued by HKEX to Exchange and Clearing House 7.1 – 7.9 : Rules that apply to all + pro rata issues . Keyword Research: People who searched hkex listing rules chapter 14 also searched This Chapter sets out rules and modifications to existing rules applicable to issuers with, or seeking, a listing with a WVR structure. First Read. ;јѮY��_�t�ֆ�� �fs\X���.P�Xl�oO��1C g%K�؝,� (&�p #�D���j����v�&�HSo��|6�l2B��)Wc��6���(�1y|T �„��" �3S����V�z�t�H�4�pS��0� �J&���X:9�3o{� DK�S�~�Z\�Z�y��-�y�U(!,�opU��� ���pH�E�B�������Ñ�bx�� markets and related topics, Statistics on Shanghai and Shenzhen Connect updated daily, View the market capitalization, number of $37,826/$300,000 (12.6%) ++++ Hits & Takes John Lothian & JLN Staff. regulatory filings and disclosures, Sign up to receive company announcements or HKEX-GL81-15, FAQ No. containing trading and clearing information, public holidays and more, Research and survey conducted by HKEX on its securities and derivatives � �Z��;��K��X\�L��pq'�-����� ;W@����GQ^Ad��#�N��hq�e -Ċ`0�J�He^��8���4v{�e�{"�T���xI�ds��傗�& z��\ O�:`��|f�bPH�V� �l�j Futures & Options, HKEX Sustainable & Green Yes ☐ No ☒ If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. 14A.01 This Chapter applies to connected transactions entered into by a listed issuer or its subsidiaries. Chapter 14 EQUITY SECURITIES NOTIFIABLE TRANSACTIONS Preliminary 14.01 This Chapter deals with certain transactions, principally acquisitions and disposals, by a listed issuer. The GEM Listing Committee criticises B.A.L. First Listing Decision (HKEx-LD20-2011) Background The targeted company (“Target A”) was a company listed on an overseas stock exchange. startxref Connect, Callable Bull / Bear Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. 7.11 : Rules that apply to all entitlements issues . Listing Rule 14.82 (commonly known as the “cash company rule”) states that companies whose assets consist substantially (which HKEx has interpreted to be … through HKEX, Learn how your company can bang the gong to Chapter 14 Listing Documents; Chapter 15 Prospectuses; Chapter 16 Publication Requirements; Chapter 17 Continuing Obligations; Chapter 18 Financial Information; Chapter 18A Mineral Companies; Chapter 19 Notifiable Transactions; Chapter 20 Connected Transactions ; Chapter 21 Options, Warrants and Similar Rights; Chapter 22 Convertible Equity Securities; Chapter 23 Share Option Schemes; Chapter … 2014. 2011. 14 14A – 1 CHAPTER 14A Chapter 14A EQUITY SECURITIES CONNECTED TRANSACTIONS Introduction 14A.01 This Chapter applies to connected transactions entered into by a listed issuer or its subsidiaries. 7.16 : Rules that apply to any issue in a different entity . 0000021925 00000 n 7.17 : Reorganisations of capital . Sydbank A/S Articles of Association 25 March 2021Contents 1 Name, registered office and objects of the Bank 2 Capital and shares 3 Authorisation to the Board of Directors to increase the share capital 4 Undistributable reserve 5 Management of the Bank 6 General meetings 7 Extraordinary general meetings 8 Agenda for the annual general meeting 9 Chairman and the right to attend 10 Votes 11 Local … 0000001379 00000 n Listing Rules. 396) (i.e. The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. PHIP and Related Materials, Listing H�\�͊�@�OQ��Ecbݺ� ��n�b~��{���:��FH. We have discussed the whys and the wherefores in the course of our report. 0000008222 00000 n Contents 14.08 In the case of a new applicant, the listing document is required to include the following:—

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