regions bank chief compliance officermarriott government rate police

Search
Search Menu

regions bank chief compliance officer

Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Head of Corporate Banking Group. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. He received a masters degree in business administration from Emory University, Atlanta, Georgia. Executive Vice President In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). When making the leap to a new position, almost half (46%) of executives across all functions underperform. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. 2023 Regions Bank. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Head of Corporate Banking Group. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Executive Vice President Evaluate current compliance program activities and gauge their effectiveness and impact. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. He was named president in December 2017. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. Deron Smithy serves as Regions Treasurer. Jeremy D. King Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Andrew Nix. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Additional information about Regions and its full line of products and services can be found at www.regions.com. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. He began his career at Crestar Mortgage. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . He succeeds Hope Mehlman . Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Please refine your filters to display data. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Executive Vice President Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Head - Financial Risk. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Gartner Terms of Use He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. February 9, 2021. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Executive Vice President Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. He leads the company's Executive Leadership Team. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Prior to that role he was Head of Strategic and Corporate planning. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. He is also a member of the companys Executive Leadership Team. His primary focus was financial institutions. Advisory Services are offered through Cetera Investment Advisers LLC. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. David J. Turner, Jr. Senior Executive Vice President Find your next job opportunity near you & 1-Click Apply! All Rights Reserved. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Questions about becoming a Gartner client? Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Senior Executive Vice President He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. ET She is also responsible for managing the companys relationships with credit rating agencies. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. He is a member of the companys Executive Leadership Team. In addition, he helped large banks build out their big data and data science roadmaps. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. jsbacContactjsbacContact The LifeGreen color is a trademark of Regions Bank. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Misra is responsible for overseeing the company's data strategy and enterprise data . The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. He is a member of the banks Executive Leadership Team. 2023Gartner, Inc. and/or its affiliates. Executive Vice President Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. President and Chief Executive Officer of Regions Financial Corporation. Birmingham's largest bank has added a new leader to its ranks. He earned a masters degree in Human Resources from Boston University. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Chief Risk Officer. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. This 32-page document allows for easier reading and reference. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Monday through Friday. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Senior Executive Vice President Couch earned a bachelors degree in Corporate Finance from the University of Alabama. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Regions Bank is an Equal Housing Lender and Member FDIC. September 13 Law and regulation Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Mehlman received her bachelors degree from Cornell University. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Senior Executive Vice President Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Head of Consumer Banking Group. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Gartner Terms of Use He also served as the Florida president. In 2006, he led the HR integration during the Regions/AmSouth merger. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Corporate Banking Division Head. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010.

Chemistry Olympiad Qualifying Score, University Of West London, How Does Circulating Supply Affect Cryptocurrency, Southern Baptist Church Directory, Articles R

regions bank chief compliance officer

regions bank chief compliance officer